Compliance Director

Business Unit: USFSJob Family: ComplianceDepartment Name: ComplianceNo. of Openings: 1Full-Time or Part-Time: Full-TimeRelocation Assistance Offered? YesSalary: Salary Commensurate with ExperiencePercent of Travel Required: 0 - 10%What is ING?
ING Insurance Americas is a vital part of worldwide ING Group, one of the largest diversified financial services organizations in the world with operations in more that 50 countries and 112,000 employees. We're a leading provider of financial products and services for individuals and businesses, including life insurance, annuities, mutual funds, retirement plans and employee benefits. ING recognizes the critical role our employees play in our success as a company...we understand the link between customer satisfaction and employee satisfaction. As a result, we're building a different work experience for our employees, an experience that appeals to what they value most in a work relationship.What are the job responsibilities?
Ideal candidate will manage a team of analysts and examiners monitoring, ensuring compliance of Financial Network's Advisors. Will develop and update policies and procedures related to advisory activities, provide guidance to field, and enhance overall supervisory procedures. In addition, candidate will also be responsible for interacting with regulators and management staff in regards to advisory activities.What else can we tell you?
In addition to a competitive salary and bonus plan, we offer: Medical and dental coverage for employees, their spouses, children and domestic partners Incentive Savings Plan (401K), with a dollar for dollar match for the first 6% of eligible pay, multiple investment options, and immediate eligibility Paid Time Off (PTO) bank of days for employees to use for any reason; 20 days in first full year of employment, 23 days beginning in the fifth year of employment Pension Plan based on length of service and eligible pay; fully funded by ING. Vested after 5 years. Health and dependent care spending accounts available. Company-provided life insurance for employees; may purchase additional for self, spouses and children Company holidays based on NYSE calendar, jury duty, military leave and community service time. And much more!
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REQUIREMENTS
Who is our ideal candidate?
5-10 years investment advisory experience and/or broker-dealer compliance experience. 3-5 years as a manager. Series 7, 24, 66 or 65 licenses. Expertise and familiarity with 1940 Act, SEC guidelines, and advisory compliance requirements.