Senior Compliance Officer

Purpose:
Senior Compliance Officer

Highlights
AIG Job ID: SunCCSCO
Position Type: Full Time - Regular
Location: CA-Woodland Hills
Relocation: No

Requirements
Education: Bachelors
Experience: 6-9 years

Job Description:
Essential functions and duties will include:

Working with management and operational departments of major variable annuity manufacturer to enhance existing compliance program, including the maintenance of policies and procedures to ensure that the business is in compliance with applicable federal and state rules and regulations, including specifically securities rules and regulations and to ensure appropriate safeguards are in place to prevent, detect, and correct compliance failures;

Initial and on-going collection and evaluation of policies and procedures for affiliated and unaffiliated third parties providing administrative and distribution services to company;

Maintenance of a written compliance manual;

Overseeing semi-annual and annual reviews of policies and procedure to determine effectiveness of compliance procedures;

Conducting inquiries, in conjunction with other impacted business areas, into detected and or reported compliance issues;

Providing periodic reporting to Board of Directors with respect to the compliance program;

Maintaining complete and accurate records with respect to the compliance program including but not limited to the written compliance manual and annual reports to the Board of Directors;

Organizational interface, as well as interaction with regulators, during routine regulatory examinations;

Overseeing education/training to business units regarding their responsibilities with respect to the compliance program;

Liaison with other compliance professions within business unit and AIG.

About AIG:
American International Group, Inc. (AIG) is the world's leading international insurance and financial services organization, with operations in more than 130 countries and jurisdictions. AIG member companies serve commercial, institutional and individual customers through the most extensive worldwide property-casualty and life insurance networks of any insurer. In the United States, AIG companies are the largest underwriters of commercial and industrial insurance and AIG American General is a top-ranked life insurer. AIG's global businesses also include retirement services, financial services and asset management. AIG's financial services businesses include aircraft leasing, financial products, trading and market making.
AIG's growing global consumer finance business is led in the United States by American General Finance. AIG also has one of the largest U.S. retirement services businesses through AIG SunAmerica and AIG VALIC, and is a leader in asset management for the individual and institutional markets, with specialized investment management capabilities in equities, fixed income, alternative investments and real estate. AIG's common stock is listed in the U.S. on the New York Stock Exchange and ArcaEx, as well as the stock exchanges in London, Paris, Switzerland and Tokyo.

AIG is an Equal Opportunity Employer.
REQUIREMENTS
Please see Job Description