U. S. CORPORATE INVESTMENT BANKING INTERNAL AUDIT

Seeking a candidate for an Analyst position in the Market Activities Audit Group. This Group is responsible for the internal audit coverage of the U. S. broker-dealer, including all trading and other business activities, and related support areas. Business activities include an extensive product line, focusing on derivatives, that includes: swaps, equity derivatives, credit derivatives, FX spot and options, fund derivatives, US Treasuries, repos, mortgage-backed, investment grade corporate bonds, high yield debt, program trading, commodity derivatives, etc. Coverage also includes securities regulatory reporting (i.e., FOCUS), and Market Risk and Credit Risk functions.

Candidate will report directly to managers (at VP or AVP level) within the Market Activities Audit Group. The Group will provide training in aspects of derivatives and securities and banking regulations through internal training, on-the-job training, and external seminars. Recruit is expected to provide a commitment to the Group with eligibility to transfer within the organization thereafter. The Group is located at 787 7th Avenue, NYC. Minimal travel possible (several weeks to King of Prussia, Pennsylvania).
REQUIREMENTS
•Bachelor’s degree in Accounting or Finance; MBA not required, but a plus
•Some financial services experience
•Strong interest in expanding knowledge of capital markets products and processes
•Strong writing and verbal skills
•2-8 years work experience
•General understanding of the audit process and controls
•CPA, CIA, or series registrations not required, but a plus