Senior Treasury Auditor

-Audits major components of treasury business units

Performs risk assessments of treasury activities, potential exposures and the materiality of loss.

Performs appropriate audit procedures to verify the effectiveness of existing controls, identifies and defines issues, reviews and analyzes evidence, and documents auditee processes and procedures around existing and planned treasury functions.

Provides input into the development of the audit plan

Assists the audit managers (or designated lead auditor) by completing other assigned tasks.

Understands the broader context and implications of the various types of risk affecting the business (e.g. financial, legal, reputational, etc.)

Effectively identifies and understands changes in the risk environment, and adapts the audit testing as appropriate.

Establishes and maintains good client relations during engagements.

Assists in communicating the results of some audit projects to management via written reports and oral
REQUIREMENTS
-3 to 5 years in internal or external auditing focusing on treasury and capital markets within financial institutions

Bachelor’s degree from an accredited college or university

Working towards or completed Masters degree with a finance emphasis

Certified or working toward a professional certification such as a CPA, CIA or CBA.

Demonstrated understanding of the treasury cycle at major financial institutions

For major components of audits, can assess relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, causes and reporting categories.

Able to effectively plan own work activities to deliver quality results, meet deadlines, and coordinate with other auditors.

Effectively works as a member of an audit engagement team.

Effectively communicates audit findings and recommendations (verbal and written) to management.

Maintains appropriate audit independence and objectivity.



No agencies please. Capital One is an equal opportunity employer dedicated to diversity in the workplace. We promote a drug-free work environment.