Senior Fraud Analyst

The Sr. Fraud Detection Analyst will be responsible for the review of reports and research of customer information regarding accounts and customer activity suspected of being related to fraud, money laundering, structuring, failing US Patriot act requirements and/or OFAC.



Provides assistance and cross trains analysts on daily functions of the Fraud Prevention/Risk and AML Department, including overseeing the AML/BSA/US Patriot Act/OFAC functions of the company.

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Assists in tracking and resolving all compliance related issues and projects identified through testing and audits as wellas interacts with business units, external contacts and regulators.

Assists with in the review of and revision of AML/BSA/US Patriot Act/OFAC procedures to ensure the maximization of integration and consistencies between all lines of business and entities.

Continues to work closely with the Fraud Prevention/Risk , AML & Investigations Statistical Ananlyst and other business units responsible for monitoring the organizationb
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t 0in">Develops new fraud scenarios using the system and will help with testing new parameters and profiles within the detection systems.

Assist with the creation and maintains all internal procedures of reviewing, research and investigation of all related cases.

Other duties as required.

REQUIREMENTS


The minimum skills required include, but are not limited to:

Minimum of 3 to 5 years experience in the financial services industry with an emphasis in AML/BSA/US Patriot Act/OFAC regulations a must.

Demonstrated working knowledge of regulations and requirements as they relate to banking and brokerage.

Strong interpersonal skills with proven ability !
to work with all levels in the organization.

Strong verbal, written and organizational skill with an excellent attention to detail.

Strong analytical skills including the ability to research, analyze and present investigative findings.

Enjoys working in a fast fast-paced and rapidly changing environment.

Knowledge of Microsoft Office applications is required.



Requirements include, but are not limited to:

BA or BS degree or equivalent industry experience.

AML/BSA related courses or training preferred.

Experience in trading surveillance and brokerage regulations and requirements.

Series 7 & 63 desired.