Operational Mortgages, Senior Audit Manager

Director Regulatory ReportingOur client is a global top tier Investment Bank

Our client is looking for a Director of Regulatory Reporting with responsibility for their US Broker Dealer.
Responsibilities include:
Manage the overall accounting, regulatory and reporting requirements of the banks Americas Securities, U.S. Broker-Dealer. Manage a team of 5 accountants. Responsible for building the systems and controls needed to monitor operational activities and to enable efficient and accurate publication of all internal and external financial reports. Serve as the primary contact with external auditors and manage these audit relationships. Manage and ensure the team's compliance with all regulatory rules, specifically the daily capital and weekly reserve requirements. Assume full responsibility for the publication of the monthly FOCUS reports providing management with summary of the facts and circumstances surrounding the publication of this document. Comprehensive knowledge of equity products, international stock lending and derivatives.This position offers a very competitive compensation package with a target bonus range of 50-75%Ref: 1142403
REQUIREMENTS


Qualified Applicants will have:
Comprehensive knowledge of regulatory rules.
Sound Capital Markets knowledge.
Comprehensive accounting skills.
Management experience.
CPA preferred.
BA required