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Compliance Analysts

Details

Country: USA
Location: Stamford, CT NY
Total applied: 40
Location:US-NY-New York

Base Pay:$149,000 - $179,000/Year

Commission:
$0.00Employee Type:Full-Time Employee

Industry:Legal Securities Accounting - Finance

Manages Others:yes

Compliance Analysts

Fortune favors experience, make the best career choice...One of the nation's leading Mutual Fund Companies, currently managing more than $170 billion in more than 200 mutual fund portfolios nationwide, seeks a Compliance Manager to manage a staff of Compliance Analysts in developing and maintaining the compliance program for mutual funds.

Qualifications:10+ years industry experience with either investment advisor, compliance, or mutual fund complianceKnowledge of securities and markets, in-depth knowledge of Investment Adviser Act regulations and Investment Company regulations; prior experience in due diligence of investment advisers; experience in designing and supervising compliance testingPrior management experienceStrong PC skills and ability to interface effectively on systems issuesAdvanced degree a plus (3684)

Please send all resume attachments in Word document format. Thank you.

Please visit our website at www.legalcareers.com for a complete listing of our openings that will enhance your career!

LEGEND GLOBAL SEARCH

Greg Breck
212-293-8920 (phone)
212-293-8925 (fax)
[Click here for email]
REQUIREMENTS
Please see job description.

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