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Analyst, Broker-Dealer Regulatory Reporting

Analyst, Broker-Dealer Regulatory Reporting

Preparation of Weekly Customer Reserve Calculation (SEC Rule 15c-3-3)

Preparation of daily net capital computation (SEC Rule 15c3-1)

Assist in month-end closing process for the broker-dealer

Preparation of monthly finance P/L for various broker-dealer activities. Investigate and resolve discrepan...

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