Risk Management Officer

Position ID: 6034 Position Title: Risk Management OfficerLocation: New Jersey-CentralJob Level: Vice PresidentDescription

Manage the publication and ongoing maintenance of policy and procedure manuals for all relevant areas.

Work with Senior Management and business owners on defining and developing risk control policies and processes.

Educate business owners and other staff on policies and regulatory issues.

Coordinate risk assessment plans with business owners.

Lead firm sponsored risk review projects for CSG.

Liaise with firm wide risk committees and Senior Management on risk assessment and risk controls.

Act as lead product/business contact for regulatory/legal/compliance/internal audit inquiries.

Conduct in-depth analyses to address regulatory, legal, and business related inquiries.

Manage risk mitigation/remediation projects.

Support competitive analysis.Skills Required

Understanding of the Retail and Ultra High Net Worth consulting and managed account markets.

Excellent communication skills (written and oral).

Strong organizational skills and the ability to work with different functional groups.

Deep understanding of the needs and issues of our FAs, IRs, clients, and Investment Managers.

Strong analytical and consulting skills.

Strong project management skills, initiative, and follow-through in completing projects.

The candidate should have at least a Bachelor’s degree (advanced degrees and/or industry designations encouraged – CFAs, CIMAs, CPAs, etc.)

Minimum of 5 years experience in financial services preferably in risk management, project management, or managed account business

Series #7, 63, and 65.

Understanding of advisory legal and compliance requirements, trading, operational processes, brokerage, and managed money business a strong plus.

Must be willing to do local travel – Westchester, NY, Manhattan, and New Jersey.Skills Desired



job Requirements


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