Compliance Associate

Susquehanna International Group, LLP (SIG) is a global multi-strategy trading and investment firm headquartered in Suburban Philadelphia. Our team of approximately 1,500 employees spans the globe, including offices in Bala Cynwyd, Boston, Chicago, New York, Philadelphia, San Francisco, Stamford, and internationally in Dublin, Sydney, and Shanghai.

Our growth is unprecedented, yet we maintain the small-firm culture that has been the hallmark of our organization since its inception in 1987. In order to ensure that we remain one of the leading participants in world markets, we aggressively recruit talented, team-oriented and entrepreneurial candidates from diverse backgrounds. This philosophy has led some of the smartest, most competitive and creative people to join our firm, making us a market leader and fueling our continued expansion.

Once onboard, our employees have a multitude of professional development opportunities available to them. From formal training programs led by our Education Department to Colleague to Colleague mentoring, our employees are able to maximize the training opportunities within our firm to define the career paths that best suit their personal and professional needs. If you are looking to join an organization whose dynamic infrastructure and advanced technology challenge the mind and encourage teamwork, look no further. Additional information can be found on our website, sig.com.

Job Description

Susquehanna Financial Group is an Institutional Broker Dealer with headquarters in Bala Cynwyd, PA.
The Compliance Associate will report to the Director of Compliance and assist the Director in all aspects of Compliance for multiple broker-dealers, but primarily the Institutional Sales Desk.
REQUIREMENTS
The ideal Compliance Associate candidate should possess the following skills and experience:

Approximately 3 years or greater general securities and research industry knowledge.

Proficiency in common desktop applications.

Securities licenses 7 and the willingness and ability to take subsequent supervisory level exams.

Familiar with the regulatory issues facing an institutional broker dealer. Regulatory or previous compliance/operations experience is necessary

A Bachelor's degree is required.

Salary/Benefits

At SIG, our employees are our most valued assets. In order to ensure that we remain an employer of choice, we offer a superior compensation package that includes a base salary, commensurate with experience, as well as an annual performance bonus. Unlike many similar firms, our bonuses have been paid out every year since we began operations.

In compliment with our compensation package, we offer a variety of competitive benefit programs that demonstrate our commitment to our dynamic workforce. These programs have been designed to provide protection and peace of mind for our employees and their families. A brief summary of our benefits include the following:

Considerable Paid Time Off
Medical, dental, vision and prescription coverage
Company paid short-term disability, long-term disability and life insurance coverage
Tax savings plans such as Flexible Spending Accounts, 529 College Savings Plan, 401(k) with company match and Commuter Transit Benefits
Tuition Reimbursement
Generous Relocation Assistance (on a per case basis)
Free breakfast and lunch catered daily
Free on-site fitness center
Casual Attire
Free on-site parking