Lead Associate - Processing & Control

UBS is a leading global financial services firm. Global Wealth Management & Business Banking offers sophisticated wealth management services and personalized advice to help our clients achieve their financial goals. We are the world's leading wealth management business, Switzerland’s leading retail and commercial bank, and one of the biggest private client businesses in the USA. By combining your talent with our strength, we can achieve great results.Your job as a Lead Associate in Processing and Control is to advise and train branch personnel on SEC rules 144 and 145 as they relate to the sale of control and restricted securities. You interact daily with corporate counsel requesting both approvals to sell restricted securities and legal opinions on shares previously sold.We can offer you an exciting, fast-paced working environment, a culture of mutual respect and commitment to maintaining the highest ethical standards and the opportunity to play a vital role in our growth.If you are attracted to joining an organization where every individual’s contribution counts and where your talent will impact on our future, please apply for this position. It starts with you. Disclaimer / Policy Statements UBS is an equal opportunity employer. We respect and seek to empower each individual and the diverse cultures, perspectives, skills and experiences within our workforce.
REQUIREMENTS
Basic Qualifications:You are a college graduate with knowledge of the rules and regulations that govern the sale of control and restricted securities. You must be able to multitask. You possess superior organizational skills.