Financial Services Regulatory Senior Manager
Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu and services are provided by its subsidiaries, including Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP and Deloitte Tax LLP. Deloitte & Touche USA LLP’s subsidiaries are among the nation’s leading professional services firms, providing audit, tax, consulting, and financial advisory services through nearly 30,000 people in more than 80 cities. Known as employers of choice for innovative human resources programs, they are dedicated to helping their clients and people excel.Deloitte Touche Tohmatsu is one of the world's leading professional services organizations.
The member firms of Deloitte Touche Tohmatsu deliver world-class assurance and advisory, tax and consulting services. With more than 119,000 people in over 140 countries, the member firms serve over one-half of the world's largest companies, as well as large national enterprises, public institutions and successful,
fast-growing global growth companies. Known as an employer of choice for innovative human resources programs, Deloitte & Touche has been recognized as one of the "100 Best Companies to Work For in America" by Fortune magazine for six consecutive years.
Our internationally experienced professionals strive to deliver seamless, consistent services wherever our clients operate. Our mission is to help our clients and our people excel.
Our Audit and Enterprise Risk Services (AERS) practice is a global leader in helping clients manage risk from the boardroom to the network. As the largest risk management consulting practice of its kind, we offer a comprehensive array of services designed to help our clients understand business risks, determine acceptable levels of exposure, implement controls, and provide ongoing measurement and monitoring of the risk environment and compliance.
Our Regulator Consulting Services include:
Internal Control Assessment
Regulatory Compliance Structures
Policy
and Procedures Review
Inspections and Deficiencies Support
SEC Enforcement Proceedings Support
Compliance Design and Implementation
Demonstrated Abilities:
Provide engagement management and/or participate in development of methodology
Play lead role in client retention, relationship building, and communication
Play lead role in internal and external communication/deliverable quality including technical content of reports, proposals, etc.
Demonstrate high level of understanding of clients business
Demonstrate strong knowledge in industry or functional specialty
Mold the individuals on the engagement into a team
Play lead role in management planning, economics, and billing
Sell new and "add-on" business to clients
Identify opportunities to cross-sell other services
Meet assigned sales target/team sales targets
Membership and visibility in professional & civic organizations
Develop proposals
High visibility in functional or
industry specialty
Publication in designated areas
Public speaking
Responsible for oversight or advisee training and development program
Evaluate, counsel, mentor and provide feedback on performance of others
Play substantive/lead role in retention of professionals and in building staff complement, mix, and recruiting
Play substantive/lead role in developing a strong relationship with internal Deloitte Resources
Deep experience and knowledge in at leat one of the follownig: Investment Management accounting, operations and/or regulatory experience; Banking/Regulatory; Insurance industry accounting, auditing internal controls and financial reporting; Securities accounting, auditing, sales practice
BA/BS in related field
MBA desired
10+ years related experience
CPA, CIA, CISA, or CISSP certification desiredDeloitte & Touche USA LLP and its subsidiaries ("the Deloitte US Firms") are equal opportunity employers.Deloitte refers to one
or more of Deloitte Touche Tohmatsu, a Swiss Verein, its member firms and their respective subsidiaries and affiliates. As a Swiss Verein (association), neither Deloitte Touche Tohmatsu nor any of its member firms has any liability for each other’s acts or omissions. Each of the member firms is a separate and independent legal entity operating under the names “Deloitte,” “Deloitte & Touche,” “Deloitte Touche Tohmatsu,” or other related names. Services are provided by the member firms or their subsidiaries or affiliates and not by the Deloitte Touche Tohmatsu Verein.
Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu. In the U.S., services are provided by the subsidiaries of Deloitte & Touche USA LLP (Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP, Deloitte Tax LLP and their subsidiaries), and not by Deloitte & Touche USA LLP.
REQUIREMENTS
Please see Job Description
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