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Compliance Director

Details

Country: USA
Location: New York NY
Total applied: 40
Location:US-NY-New York

Base Pay:$150,000/Year

Other Pay:
bonus (TBD)Employee Type:Full-Time Employee

Industry:Securities Banking - Financial Services

Manages Others:yes

Compliance Director

Prestigious investment firm seeks experienced professional to report directly to the CEO.

The ideal candidate will be responsible for conducting meetings and implementing policies.

This individual will also assist in regulatory audits and be heavily involved in AML compliance.

Experience in the areas of trade surveillance, responding to complaints, anti-money laundering, institutional trades A PLUS
REQUIREMENTS
7+ years required- this is a Director-level position

JD and/or Series 8, 9, 10, 14 helpful, but not necessary

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