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 Compliance -

Details
Country: USA
Location: JERSEY CITY NJ
Total applied: 40
Location: US-NJ-JERSEY CITY

Base Pay:$50,000 - $60,000/Year

Employee Type:Full-Time Employee

Industry:Accounting - Finance Banking - Financial Services

Manages Others:No

Job Type:Accounting Finance

Req'd Education:Not Specified

Req'd Experience:Not Specified

Req'd Travel:Not Specified

Relocation Covered:No





Contact:Not Available

Phone:1-201-239-5801

Fax:Not Available



Ref ID:268-005037
Compliance -

Classification: Full Time Compensation: $50,000 to $60,000 per year Robert Half specializes in the permanent placement of accounting, finance and bookkeeping professionals and is a division of Robert Half International (NYSE:RHI).
One the largest market makers in the country located in Jersey City is in need for a Compliance Officer to be responsible for the performance of various written supervisory procedures designed to monitor firm activity for compliance with applicable SEC and NASD rules and regulations. Ideal candidate will have 2 plus years of financial markets experience, preferable past experience within equities trading, trading support, client services, or compliance. The candidate will review exception reports which include the Affirmative Determination, remuneration, execution quality, anti money laundering, OATS, trade along, backing away, parking electronic communications, research disclosures, etc.For immediate consideration and to set up an interview, email your resume as a MS Word attachment to

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