Assistant Auditor

One of our international banking clients is looking for an experienced level auditor to conduct audits within every function of the broker-dealer. Review systems and procedures to assure adherence with Firm requirements, local regulations and laws; understand credit extensions to clients and control risks; report findings to home office and present weaknesses and solutions; monitor follow-up to corrective actions and liaise with local external auditors and perform special investigations when requiredJob Requirements
the ideal candidate will have 5 ++ years as an auditor in a financial institution and at least 2-3 years in a broker-dealer environment; must have strong oral and written communication skills in order to present findings to internal clients, senior management and head office management in a clear and concise manner. Must also comply with any first day letter information requests without exception. Send your resume in confidence to Joe Pinto, Partner audit and accounting recruiting or call 212-233-7550 for a confidential interview.